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Telephone:

021-60742766

Overseas Listing and Cross-border Compliance

  • The overseas listing and cross-border compliance team of Joint-Win Partners provides one-stop legal services for enterprises listing on international capital markets such as Hong Kong and the United States, covering red-chip/VIE structure establishment, pre-listing compliance rectification,

  • cross-border data compliance, anti-commercial bribery, multilateral development bank compliance and privatization and delisting, helping enterprises meet global regulatory requirements and achieve safe and efficient cross-border capital operation.

  • Services

    • Offshore Listing Structure Design and Establishment
      We assist enterprises seeking listings on major capital markets including Hong Kong and the United States in structuring and reorganizing Red Chip and VIE frameworks. Our services cover cross-border equity restructuring, foreign exchange registrations (such as filing under Circular 37), incorporation of offshore special purpose vehicles (SPVs), and round-trip investment arrangements, ensuring structures are compliant, flexible and fully aligned with listing regulatory requirements.

    • Pre-listing Compliance Rectification and Risk Investigation
      Prior to listing filings, we conduct comprehensive compliance reviews covering corporate finance, taxation, labor relations, intellectual property rights and corporate governance. We formulate rectification plans for identified compliance defects and support the improvement of internal control systems to help enterprises meet the listing criteria set by stock exchanges and regulatory authorities.

    • Cross-border Data Transfer and Cybersecurity Compliance
      We help enterprises establish data classification and grading systems, conduct cross-border data transfer risk assessments, and complete security assessment filings and standard contract registrations in accordance with the Data Security Law of the People’s Republic of China and the Personal Information Protection Law of the People’s Republic of China. We also advise on overseas data regulations such as the GDPR to enable lawful and orderly cross-border data flows.

    • Anti-commercial Bribery and Multilateral Development Bank Compliance
      We design enterprise-wide anti-bribery and anti-corruption compliance systems, and provide dedicated advisory services addressing extraterritorial jurisdiction regimes including the U.S. FCPA and the UK Bribery Act. For entities participating in projects backed by international institutions such as the World Bank and the Asian Infrastructure Investment Bank (AIIB), we deliver compliance reviews, sanctions response support and compliance remediation services tailored to multilateral development bank rules.

    • Privatization, Delisting and Subsequent Capital Operations
      We provide end-to-end legal services for the privatization and delisting of offshore listed companies, covering tender offer structuring, merger scheme design, regulatory liaison and post-delisting equity restructuring. We also advise enterprises on pathways for relisting or cross-border refinancing to facilitate flexible adjustments to their capital strategies.